Job Title: Audit Manager
Location: NJ
Job Description:
Participating in an audit with focus on compliance with US Heightened Expectations and in addition we will include Sox controls for Retail Credit Collective Impairment. Looking for candidates with Retail Credit experience and or specifically somebody with Retail ALLL experience. A knowledge of OCC Heightened Standards would be beneficial. The audit would be led by an Internal Audit manager and therefore the candidates would be expected to support the audit and conduct testing in the areas outlined above.
The nature of the request is ultimately to ensure audit has the consultant experts to meet our regulatory obligations. Qualifications: - Bachelor's degree
- 5+ years of US AML compliance experience
- 1+ years of audit experience as a regulator, internal auditor, etc. - Experience working under tight time frames where quality is of paramount importance
- Ability to clearly articulate concerns and issues, both verbally and in writing
- MS Word and MS Excel proficient
- CAMS or CRCM certification preferred
- Familiar with OCC and/or FRB regulatory expectations
- Bright, energetic, self-starter, and self-motivated approach, methodology, test steps, work papers, findings, reports and other pertinent information
• Review relevant AML policies and procedures
• Conduct interviews and process walk-throughs.
• Determine the scope of activities to be performed by candidate
• Determine whether the candidates work is sufficient and appropriate for your needs
• Assume sole responsibility for candidates work product.
Coverage is likely to include:
-Credit Governance Committees
-Credit Policies and procedures
-Risk Appetite
-Credit Exposure Approval Authorities
-Management MI and Reporting
-Systems and Data
Skills & Knowledge
-Retail Loan Impairment - (ALLL)
Thanks & Regards
Ravi Patel
(c)
+1 (727) 279-6035 FREE
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